Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Scott Brown | 2320588 | 2 | 04/21/2008 | Customer Dispute | Settled | $236,733.00 | $0.00 | See FINRA Report |
| Michael D Zick | 2466419 | 2 | 04/20/2008 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 04/18/2008 | Customer Dispute | Settled | $1,550,000.00 | $0.00 | See FINRA Report |
| Brian Cohen | 3149512 | 3 | 04/18/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Thomas Lowell | 1031242 | 2 | 04/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George Fuchs | 2984958 | 1 | 04/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Spilkevitz | 2244283 | 5 | 04/15/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Kristy L Pieprzak | 4241372 | 1 | 04/14/2008 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| John J Mangini | 2273167 | 2 | 04/11/2008 | Customer Dispute | Settled | $9,166.90 | $0.00 | See FINRA Report |
| Brad Aaron Thompson | 2804298 | 3 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |