Potomac Analytics' Logo

FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 1,021-1,030 out of 1,479 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brad Aaron Thompson2804298305/05/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Ricardo Jose Medina4827646105/01/2008Customer DisputeSettled$50,925.00$0.00See FINRA Report
James Kevin Dempsey2417256104/30/2008Customer DisputeSettled$301.81$0.00See FINRA Report
David Guthrie4844116204/25/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Valerie V Bozich4216191204/25/2008Customer DisputeSettled$200,000.00$0.00See FINRA Report
Brian Scott Brown2320588204/24/2008Customer DisputeSettled$213,167.00$0.00See FINRA Report
Raymond Destasio3245579204/23/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Dominique Callan4257907404/22/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Dominique Callan4257907404/22/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Jennifer Green2500050204/22/2008Customer DisputeSettled$0.00$0.00See FINRA Report

1,479 Results

Display: