Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Marie Block | 4580746 | 6 | 05/15/2008 | Customer Dispute | Denied | $7,430.27 | $0.00 | See FINRA Report |
| Isaac Bitton | 1790538 | 6 | 05/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Gill | 4201302 | 2 | 05/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey M Ingraham | 2800833 | 2 | 05/14/2008 | Customer Dispute | Denied | $27,393.10 | $0.00 | See FINRA Report |
| Isaac Bitton | 1790538 | 6 | 05/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederick J Ansman | 2059948 | 6 | 05/13/2008 | Customer Dispute | Denied | $36,157.10 | $0.00 | See FINRA Report |
| Brian Spilkevitz | 2244283 | 5 | 05/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason A Perlman | 2869112 | 1 | 05/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Ross Kristiansen | 2458525 | 1 | 05/06/2008 | Customer Dispute | Settled | $338,298.00 | $0.00 | See FINRA Report |
| Jess Crespi | 3267800 | 1 | 05/06/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |