Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Korte | 4213303 | 2 | 06/09/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Brian Spilkevitz | 2244283 | 5 | 06/08/2008 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| Charles Radcliffe | 1560923 | 1 | 06/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wendell W Woods | 4514403 | 2 | 06/03/2008 | Customer Dispute | Settled | $7,627.50 | $0.00 | See FINRA Report |
| Robert E Thompson | 3038996 | 2 | 05/30/2008 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Maria Castellon | 3217147 | 2 | 05/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Laura Lee Hanson Virginia | 1121184 | 4 | 05/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmine Libertini | 4250497 | 2 | 05/27/2008 | Customer Dispute | Settled | $825,000.00 | $0.00 | See FINRA Report |
| Oskar Agaronov | 4819383 | 4 | 05/27/2008 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Isaac Bitton | 1790538 | 6 | 05/22/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |