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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 991-1,000 out of 1,479 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bradley Hamlin2279808306/23/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Jim A Walker2625060206/21/2008Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Brian Spilkevitz2244283506/20/2008Customer DisputeSettled$100,000.00$0.00See FINRA Report
John Inserra1664258306/20/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Reece E Musick1615735606/18/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Martin Jankowski4427664106/17/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Ryan J Giacomarro2787544106/16/2008Customer DisputeSettled$1,850,000.00$0.00See FINRA Report
Reece E Musick1615735606/13/2008Customer DisputeDenied$13,359.80$0.00See FINRA Report
Isaac Bitton1790538606/13/2008Customer DisputeSettled$250,000.00$0.00See FINRA Report
John-Paul Tomassetti2863988106/09/2008Customer DisputeSettled$0.00$0.00See FINRA Report

1,479 Results

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