Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ewa Jankojc | 3178984 | 1 | 12/29/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Griffin Bills | 6979434 | 1 | 12/11/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 5 | 11/30/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wei Wang | 7648594 | 1 | 11/05/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Leslie Keogh | 1548453 | 3 | 11/03/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley S Roche | 5550118 | 1 | 08/05/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tanner Jordan Simpson | 7817325 | 1 | 07/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher Puccia | 5067895 | 1 | 04/06/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Meera Narula | 6506878 | 1 | 04/05/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kai Yeung Chan | 7455849 | 1 | 03/09/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |