Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Edward Culicerto | 7463453 | 1 | 12/17/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos Heisner | 6356783 | 1 | 09/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Taylor M Brown | 7777986 | 2 | 07/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Burke | 7465404 | 1 | 05/10/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Kubosh | 7732575 | 1 | 03/11/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karina Dominguez | 7676110 | 1 | 02/10/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Win Xiao | 7829611 | 1 | 01/13/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daisean Dejesus | 7715888 | 1 | 12/14/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ross William McKnight | 7629634 | 1 | 11/13/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erin Jahmel Daise | 7785487 | 1 | 07/27/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |