Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Teresa Hart | 6552369 | 1 | 07/30/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Samuel Nunnally | 2712130 | 3 | 05/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge I Corrales | 2368808 | 6 | 05/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Marose | 6865141 | 1 | 03/23/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Jason Dupont | 4256371 | 3 | 02/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cody A Barrick | 3116433 | 1 | 12/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Quach | 2227871 | 5 | 12/11/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darren J Bernard | 5160409 | 1 | 09/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Manuel Canales | 2949381 | 2 | 07/05/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Manuel Canales | 2949381 | 2 | 04/16/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |