Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph M Saad | 2973793 | 1 | 07/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles J Monturio | 3023042 | 1 | 12/16/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Todd Anderson | 4094224 | 1 | 08/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph P Meade | 4491121 | 4 | 07/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard L Garfield | 4563219 | 2 | 07/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge I Corrales | 2368808 | 6 | 06/14/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Montrias Jefron Davis | 3038791 | 3 | 04/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher T Paugh | 2866305 | 1 | 11/29/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Gola | 2683202 | 1 | 10/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Jacobe | 2523382 | 1 | 09/21/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |