Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Kenneth Steele | 7839447 | 1 | 01/25/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles James Langenfeld | 7356807 | 1 | 11/18/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 5 | 09/29/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara Tearman | 7488724 | 1 | 10/04/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anton Sukaj | 6878039 | 1 | 09/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lizleydis Donato | 7647030 | 1 | 07/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexandra McQuade | 6849379 | 1 | 07/08/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dalton Kazimoto | 7727566 | 1 | 07/07/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley Raymond | 7602020 | 1 | 06/27/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernadette Marie Moroney | 7569601 | 1 | 01/26/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |