Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barney J Cohen | 2471601 | 1 | 06/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amy E Taylor | 5924846 | 1 | 05/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina Beth Pacheco | 6924476 | 2 | 05/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Hess | 6485001 | 2 | 05/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Tapia | 7642238 | 2 | 03/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casey Seng Tear | 7720511 | 3 | 03/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina Beth Pacheco | 6924476 | 2 | 03/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly E Daugherty | 6603365 | 1 | 02/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Myron Damone Hill | 2780882 | 1 | 12/16/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Agustin Ponce | 7648232 | 1 | 08/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |