Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jamel Sapp | 7469470 | 1 | 03/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rick A Murga | 4997085 | 2 | 01/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Donaldson | 6192829 | 1 | 12/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ranjit Singh Hayhre | 5522414 | 1 | 10/14/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian W Eckert | 4726652 | 1 | 10/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew F Littlejohn | 5806934 | 2 | 09/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Oreste A Abbamonte | 4896689 | 1 | 07/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leah Nicole Reno | 5986201 | 1 | 06/14/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seth Berkowitz | 4713329 | 2 | 04/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Troy Lankheet | 5223081 | 1 | 04/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |