Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis D Andrews | 2933126 | 1 | 10/24/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dashan von Hayhurst | 3082500 | 1 | 10/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Belanger | 7664428 | 2 | 09/24/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jarrod Donald Lacombe | 4933387 | 2 | 09/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George J Curtin | 4670939 | 2 | 09/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew F Littlejohn | 5806934 | 2 | 09/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Bosley | 7806345 | 2 | 08/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Scott | 6254775 | 1 | 06/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Minu Shrestha | 6185894 | 1 | 05/19/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Isaiah Deresa | 7395196 | 2 | 04/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |