Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Allen Le Grande | 7794083 | 2 | 07/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandi T Graham | 5437870 | 5 | 06/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leah Baker | 7518728 | 1 | 05/06/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cristal Z Yao | 6100372 | 1 | 03/25/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brad Scott Sottong | 5295728 | 1 | 03/18/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Bevier | 2784746 | 1 | 01/20/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelci McGinnis | 7138829 | 1 | 12/31/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Cameron McLean | 5968413 | 1 | 12/16/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis L Dock | 6132262 | 2 | 12/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Abdirahman Dair Kalif | 6779376 | 1 | 10/28/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |