Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Dimon | 2095352 | 7 | 09/29/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rickey Alvin Williams | 6749559 | 4 | 09/17/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos A Devia | 7618504 | 1 | 07/04/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara Tearman | 7488724 | 1 | 10/04/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anton Sukaj | 6878039 | 1 | 09/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lizleydis Donato | 7647030 | 1 | 07/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley Raymond | 7602020 | 1 | 06/27/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua L Lontoc | 7475039 | 1 | 03/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernadette Marie Moroney | 7569601 | 1 | 01/26/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Culicerto | 7463453 | 1 | 12/17/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |