Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert T Perry | 4661812 | 1 | 11/29/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hunter Lee Archibald | 6256148 | 1 | 10/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 09/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phuc Thien Lovan | 7588894 | 1 | 09/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 08/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 08/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 08/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Kyle Cole | 5399305 | 1 | 05/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 05/08/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Cervantes | 7769345 | 1 | 04/08/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |