Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Tobias | 6355776 | 1 | 04/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mumin S Loyal | 3239537 | 2 | 04/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katya Beatris Greene | 6263705 | 1 | 02/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kevin Hayden | 6502922 | 1 | 02/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Jesus Uribe | 6128325 | 1 | 02/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Cronin | 5992560 | 1 | 02/03/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek J Toy | 5959025 | 1 | 12/30/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Kantor | 7473499 | 1 | 12/04/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael W Carmeci | 6604623 | 1 | 11/29/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stacy Lynn Simonsen Elmendorf | 7820643 | 1 | 10/17/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |