Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jana Darjae West | 7321434 | 1 | 11/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kaiser Rahman | 7206347 | 1 | 11/23/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vernon Biggs | 5702912 | 1 | 10/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karly Brooks Davis | 6460374 | 1 | 08/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Silvia Morrison | 5696972 | 1 | 08/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard R Magallanes | 6254784 | 1 | 07/29/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren Nicole Bok | 7474109 | 2 | 06/20/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristen Leigh McConville | 2705924 | 1 | 06/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph A Lyman | 6666286 | 1 | 06/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin J Rosenthal | 1989493 | 1 | 06/03/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |