Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca Lee Thompson | 6982643 | 1 | 03/27/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Nicastro | 5699757 | 1 | 03/21/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tunisha Collure | 6556643 | 1 | 03/19/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Logan J Wood | 7465031 | 1 | 03/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tarak Patel | 7594752 | 1 | 01/21/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin John Murray | 6575696 | 2 | 01/16/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Ramirez | 6681915 | 2 | 01/16/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Renzo Bautista | 7368012 | 1 | 01/11/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Santanna Moody | 6627004 | 1 | 12/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maria Concetta Kotlar | 6085432 | 1 | 12/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |