Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Wynn | 6415256 | 2 | 09/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alyssa Heras | 7785688 | 1 | 09/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tabrez Papa | 6122697 | 2 | 09/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Florije Terzija | 7457894 | 1 | 07/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vanessa Hernandez | 7011777 | 1 | 05/29/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ernesto Enrique Soto-Morales | 6767497 | 1 | 03/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Kimberly | 7527843 | 2 | 03/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 02/01/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren Nicole Bok | 7474109 | 2 | 01/11/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karla Viviana Ruano | 7846692 | 1 | 12/17/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |