Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shardale Hearn | 7197732 | 1 | 01/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Ponce | 7699218 | 1 | 12/11/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lindy L Henley | 6165270 | 4 | 12/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dallas Rodriguez | 7112904 | 2 | 12/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dallas Rodriguez | 7112904 | 2 | 12/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Wynn | 6415256 | 2 | 11/27/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly A Coe | 7521781 | 7 | 10/25/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew J Lemaster | 6303271 | 1 | 10/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 09/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 09/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |