Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Slack | 7424180 | 1 | 12/26/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Wilbur | 4841134 | 1 | 12/07/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Tri Truong | 7029983 | 2 | 11/10/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Raymond Hayes | 1021505 | 3 | 10/29/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zhuying Li | 6758482 | 1 | 09/17/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ethan Allen | 7625417 | 1 | 08/26/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Britany Lee Wade | 7227016 | 1 | 08/06/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Anne Yambor | 7567455 | 1 | 02/26/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Ramkissoon | 7022155 | 1 | 02/06/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles James Langenfeld | 7356807 | 1 | 11/18/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |