Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tai Ho | 7534552 | 1 | 01/26/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Willis Norton | 5532352 | 1 | 01/19/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deshavian Devar Williams | 7170330 | 2 | 12/15/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kahari Jamal Anderson | 7650454 | 1 | 09/16/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Reimers | 5669739 | 1 | 07/10/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Gutierrez | 3152502 | 1 | 05/01/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samer Barham | 7657206 | 1 | 04/13/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Micklus | 6590026 | 1 | 03/14/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Selena Xochitl Escojido | 7180343 | 2 | 03/01/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Haixin Wang | 7739802 | 1 | 02/21/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |