Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colton Ross Clevenger | 7123440 | 1 | 04/23/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brittany M Philpot | 7736016 | 1 | 04/15/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 04/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew J Gabriel | 7783564 | 1 | 03/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Manuel Nicholas Alvarado | 7079742 | 1 | 02/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Karbon | 7650585 | 2 | 12/21/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jermaine D Starnes | 6096830 | 1 | 12/14/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ying Mok | 7475881 | 2 | 11/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Renall Moore | 7599707 | 1 | 11/02/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James M Necker | 6127993 | 1 | 11/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |