Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua T Resch | 4496737 | 1 | 11/26/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Josef Bezdek | 7201389 | 1 | 11/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Walker Allen Lowes | 7432026 | 1 | 09/30/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Hoekstra | 7483479 | 2 | 09/29/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ying Mok | 7475881 | 2 | 08/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marion Parker | 6329704 | 1 | 07/24/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather Swartzell | 5844301 | 1 | 07/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Foust | 7670231 | 1 | 07/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Branden | 7668872 | 1 | 05/30/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Flora Javaherian | 6655013 | 2 | 05/27/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |