Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Bina | 7337248 | 2 | 05/07/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heroico Aguiluz | 7464733 | 1 | 05/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Guthrie Hawkins | 6567076 | 1 | 04/17/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Katherine Copeland | 7513638 | 1 | 03/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Perona | 6068103 | 1 | 03/09/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chelsea K Gatlin | 7603964 | 1 | 02/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mohammad Khusro Rashid | 7478081 | 2 | 02/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Littman | 6360412 | 1 | 01/10/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Megan Rodman | 7780185 | 1 | 01/07/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Oliff Klein | 7468538 | 1 | 01/06/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |