Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Rodriguez | 7594365 | 1 | 05/03/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fabiola Quezada | 7760524 | 2 | 04/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Faraz Manavi | 7469949 | 1 | 04/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sergio Adiel Tellez | 6111532 | 1 | 03/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Caleb Fournier | 7344284 | 1 | 03/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan K Klein | 6467321 | 1 | 03/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Noah Snipes | 5379635 | 3 | 12/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mauro Arias | 7790650 | 1 | 12/10/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Austin Michael Pellegrino | 7629933 | 1 | 11/13/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sandeep Segireddy | 6560111 | 1 | 11/11/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |