Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Bellavia | 2145440 | 6 | 11/07/2001 | Customer Dispute | Closed-No Action | $750,000.00 | $0.00 | See FINRA Report |
| Matthew Schlien | 2651747 | 1 | 05/25/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 01/08/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 10/26/2000 | Customer Dispute | Closed-No Action | $34,868.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 05/19/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Melvin Fishman | 208837 | 1 | 03/26/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph J. Cosoleto | 2137541 | 2 | 09/01/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Peter J Lally | 1257526 | 2 | 07/17/1998 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Allan H Joubert | 2371048 | 3 | 02/05/1998 | Customer Dispute | Closed-No Action | $34,385.00 | $0.00 | See FINRA Report |