Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Spencer R Strahan | 728124 | 1 | 05/29/2001 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Matthew Schlien | 2651747 | 1 | 05/25/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Walter Phillip Schlaepfer | 1306585 | 4 | 01/18/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 01/08/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 10/26/2000 | Customer Dispute | Closed-No Action | $34,868.00 | $0.00 | See FINRA Report |
| Robert Lovitt | 2153959 | 3 | 03/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Lovitt | 2153959 | 3 | 03/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 05/19/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Melvin Fishman | 208837 | 1 | 03/26/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph J Cosoleto | 2137541 | 2 | 09/01/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |