Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Bellavia | 2145440 | 6 | 01/09/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charleen A Guck | 1271225 | 2 | 06/23/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Cary Atlas | 1990494 | 2 | 07/29/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William H Desser | 1496152 | 6 | 10/03/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Richard Reiser | 1570993 | 2 | 04/24/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bruce A Baker | 2740254 | 1 | 09/19/2002 | Customer Dispute | Closed-No Action | $14,193.00 | $0.00 | See FINRA Report |
| Michael Nelson | 3185886 | 2 | 08/12/2002 | Customer Dispute | Closed-No Action | $52,000.00 | $0.00 | See FINRA Report |
| Kurt Kleinle | 2472261 | 3 | 06/11/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| John P Ver Bockel | 1127089 | 2 | 12/11/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Bellavia | 2145440 | 6 | 11/07/2001 | Customer Dispute | Closed-No Action | $750,000.00 | $0.00 | See FINRA Report |