Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zeenath A Selvakumar | 3264153 | 2 | 03/05/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary G Ottomanelli | 2590557 | 1 | 02/22/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Serso | 3102567 | 4 | 02/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher C Millard | 4853105 | 2 | 07/20/2007 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 04/26/2007 | Customer Dispute | Closed-No Action | $1,400,360.00 | $0.00 | See FINRA Report |
| Kent Paikan Huang | 4546061 | 3 | 03/06/2007 | Customer Dispute | Closed-No Action | $92,945.20 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 01/25/2007 | Customer Dispute | Closed-No Action | $2,111,930.00 | $0.00 | See FINRA Report |
| Roger Grant Morgan | 1519002 | 3 | 10/05/2006 | Customer Dispute | Closed-No Action | $7,870.85 | $0.00 | See FINRA Report |
| Todd P Wentland | 2925700 | 1 | 08/04/2006 | Customer Dispute | Closed-No Action | $5,105.52 | $0.00 | See FINRA Report |
| Martina Urena | 4068487 | 1 | 06/07/2006 | Customer Dispute | Closed-No Action | $5,700.00 | $0.00 | See FINRA Report |