Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jim A Walker | 2625060 | 2 | 06/21/2008 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Charles Radcliffe | 1560923 | 1 | 06/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Oskar Agaronov | 4819383 | 4 | 05/27/2008 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Jeffrey M Seigies | 4630606 | 3 | 04/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Edwards Dimilia | 4763743 | 2 | 04/08/2008 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
| Benjamin William Goebert | 5236632 | 1 | 03/14/2008 | Customer Dispute | Closed-No Action | $61,000.00 | $0.00 | See FINRA Report |
| Vincent Serso | 3102567 | 4 | 03/12/2008 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Donna Lynn | 4285924 | 1 | 03/11/2008 | Customer Dispute | Closed-No Action | $8,343.00 | $0.00 | See FINRA Report |
| Darrell A Clayton | 4367219 | 1 | 03/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Frederick Girardeau | 3076427 | 4 | 03/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |