Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Jon Langjahr | 2972439 | 1 | 06/05/2009 | Customer Dispute | Closed-No Action | $6,284.82 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 05/27/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tommaso de Nardo | 5042673 | 1 | 05/15/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Philip Pluta | 1491211 | 8 | 05/12/2009 | Customer Dispute | Closed-No Action | $26,600.00 | $0.00 | See FINRA Report |
| William H Desser | 1496152 | 6 | 04/15/2009 | Customer Dispute | Closed-No Action | $70,107.00 | $0.00 | See FINRA Report |
| John Mathai | 2304518 | 1 | 03/18/2009 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Carl R Garrison | 4450532 | 1 | 11/25/2008 | Customer Dispute | Closed-No Action | $34,272.90 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 10/29/2008 | Customer Dispute | Closed-No Action | $166,554.00 | $0.00 | See FINRA Report |
| Nikita Bely | 4924828 | 2 | 08/04/2008 | Customer Dispute | Closed-No Action | $6,250.00 | $0.00 | See FINRA Report |
| Melissa Conroy Whitney | 2825450 | 1 | 08/01/2008 | Customer Dispute | Closed-No Action | $7,000,000.00 | $0.00 | See FINRA Report |