Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jae E Lee | 4309345 | 2 | 01/23/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Henry Snyder | 4954361 | 1 | 01/17/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Frank J Renda | 2505766 | 3 | 11/23/2011 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Christopher Cameron | 5004934 | 1 | 08/23/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James McComb | 3068837 | 1 | 08/08/2011 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Steven M Andrews | 2208258 | 1 | 01/18/2011 | Customer Dispute | Closed-No Action | $6,858.50 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 09/07/2010 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| William H Desser | 1496152 | 6 | 07/22/2010 | Customer Dispute | Closed-No Action | $39,779.30 | $0.00 | See FINRA Report |
| Alan S Sternberg | 2644643 | 1 | 03/25/2010 | Customer Dispute | Closed-No Action | $100,057.00 | $0.00 | See FINRA Report |
| Matthew Kocsi | 3210222 | 1 | 01/10/2010 | Customer Dispute | Closed-No Action | $78,074.10 | $0.00 | See FINRA Report |