Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Weisman | 5043998 | 1 | 12/17/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mary A H Mortensen | 2734286 | 2 | 09/27/2013 | Customer Dispute | Closed-No Action | $14,318.00 | $0.00 | See FINRA Report |
| Roy M Leonard | 1935195 | 3 | 06/27/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Heath Johnson | 5580373 | 1 | 06/12/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| David J Catalfimo | 1743565 | 1 | 05/31/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Raymond D. Leslie | 4609112 | 2 | 09/06/2012 | Customer Dispute | Closed-No Action | $6,200.00 | $0.00 | See FINRA Report |
| Jae E Lee | 4309345 | 2 | 01/23/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Henry Snyder | 4954361 | 1 | 01/17/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Frank J Renda | 2505766 | 3 | 11/23/2011 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Christopher Cameron | 5004934 | 1 | 08/23/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |