Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfredo A. Collazo | 4513548 | 10 | 04/12/2016 | Customer Dispute | Closed-No Action | $738,254.00 | $0.00 | See FINRA Report |
| Bin K Nguyen | 4695209 | 1 | 01/20/2016 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Samuel H Srochi | 1637848 | 6 | 11/21/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elizabeth A Bartunek | 4976763 | 1 | 09/28/2015 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Anthony Paul Bardaro | 5002747 | 1 | 07/13/2015 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Charlie Kim | 5806486 | 2 | 03/18/2015 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Raymond Destasio | 3245579 | 2 | 12/22/2014 | Customer Dispute | Closed-No Action | $30,980.80 | $0.00 | See FINRA Report |
| Oskar Agaronov | 4819383 | 4 | 11/03/2014 | Customer Dispute | Closed-No Action | $85,154.90 | $0.00 | See FINRA Report |
| Tito E Gutierrez | 5755648 | 1 | 08/15/2014 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Millard Friedman | 2334065 | 1 | 12/17/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |