Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Barulic | 4529949 | 1 | 09/25/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| George M Visintin | 4622974 | 1 | 08/07/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 04/05/2017 | Customer Dispute | Closed-No Action | $92,973.50 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 04/12/2016 | Customer Dispute | Closed-No Action | $738,254.00 | $0.00 | See FINRA Report |
| Bin K Nguyen | 4695209 | 1 | 01/20/2016 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Samuel H Srochi | 1637848 | 3 | 11/21/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elizabeth A Bartunek | 4976763 | 1 | 09/28/2015 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Anthony Paul Bardaro | 5002747 | 1 | 07/13/2015 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Charlie Kim | 5806486 | 2 | 03/18/2015 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Kimberly Ann Ferry | 4718950 | 1 | 01/05/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |