Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman J Lang | 1041713 | 2 | 11/13/1991 | Customer Dispute | Award / Judgment | $113,830.00 | $62,935.00 | See FINRA Report |
| Claire A Eller | 1666651 | 1 | 11/03/1989 | Customer Dispute | Award / Judgment | $12,876.60 | $5,298.75 | See FINRA Report |
| Mark Timothy Rehms | 1237093 | 2 | 10/25/1989 | Customer Dispute | Award / Judgment | $212,892.00 | $28,640.00 | See FINRA Report |
| Patrick James Delaney | 1026287 | 2 | 06/14/1989 | Customer Dispute | Award / Judgment | $1,200,000.00 | $83,500.00 | See FINRA Report |