Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sofia T Manashirov | 2713958 | 3 | 03/24/2003 | Customer Dispute | Award / Judgment | $129,109.00 | $25,449.00 | See FINRA Report |
| John P Ver Bockel | 1127089 | 2 | 01/21/2003 | Customer Dispute | Award / Judgment | $350,000.00 | $425,294.00 | See FINRA Report |
| Maureen Raihle | 1780412 | 1 | 01/21/2003 | Customer Dispute | Award / Judgment | $350,000.00 | $425,294.00 | See FINRA Report |
| Michael Halfon | 2822439 | 3 | 05/02/2001 | Customer Dispute | Award / Judgment | $7,682.98 | $4,000.00 | See FINRA Report |
| James F Buckley | 34504 | 2 | 12/07/2000 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |
| William R Coke | 1526771 | 2 | 03/10/2000 | Customer Dispute | Award / Judgment | $250,000.00 | $45,150.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 12/11/1998 | Customer Dispute | Award / Judgment | $750,000.00 | $50,000.00 | See FINRA Report |
| Cohen Reagan | 2434620 | 2 | 07/02/1998 | Customer Dispute | Award / Judgment | $125,000.00 | $124,486.00 | See FINRA Report |
| Marc Daniel Karstaedt | 2206122 | 2 | 04/21/1994 | Customer Dispute | Award / Judgment | $8,800.00 | $7,600.00 | See FINRA Report |
| Lars B Greiner | 1607144 | 2 | 06/02/1992 | Customer Dispute | Award / Judgment | $27,051.00 | $1,800.00 | See FINRA Report |