Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve S Schulman | 4061535 | 6 | 03/04/2009 | Customer Dispute | Award / Judgment | $24,214.20 | $24,214.00 | See FINRA Report |
| Jamie J Hills | 5062789 | 1 | 01/22/2009 | Customer Dispute | Award / Judgment | $29,980.40 | $21,989.60 | See FINRA Report |
| Joseph Liddell | 4298115 | 1 | 11/20/2008 | Customer Dispute | Award / Judgment | $14,171.30 | $14,171.30 | See FINRA Report |
| Kurt Sylvia | 1966373 | 3 | 08/05/2008 | Customer Dispute | Award / Judgment | $0.00 | $143,000.00 | See FINRA Report |
| Joseph Ausanio | 2878038 | 2 | 08/21/2006 | Customer Dispute | Award / Judgment | $18,752.30 | $12,000.20 | See FINRA Report |
| Tracey Gluck | 2143470 | 1 | 06/17/2005 | Customer Dispute | Award / Judgment | $9,300,000.00 | $1,200,000.00 | See FINRA Report |
| Maureen A Flanagan | 2549556 | 1 | 11/15/2004 | Customer Dispute | Award / Judgment | $11,192,000.00 | $875,000.00 | See FINRA Report |
| Victoria Pierce | 1311269 | 1 | 04/27/2004 | Customer Dispute | Award / Judgment | $1,750,000.00 | $34,000.00 | See FINRA Report |
| Eli Buchman | 4266664 | 3 | 03/30/2004 | Customer Dispute | Award / Judgment | $0.00 | $3,600.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 05/01/2003 | Customer Dispute | Award / Judgment | $206,919.00 | $175,000.00 | See FINRA Report |