Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Manning Carlson | 1950548 | 3 | 05/14/2004 | Customer Dispute | Award / Judgment | $9,219,700.00 | $23,036.20 | See FINRA Report |
| Stephen Manning Carlson | 1950548 | 3 | 10/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Manning Carlson | 1950548 | 3 | 06/17/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |