Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Baker Group, Lp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Court Edward Loomis | 7275185 | 1 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayli Dawn Smith Affolder | 5678061 | 1 | 10/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Hayes Holliday | 865075 | 1 | 09/04/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randall Warren Nelson | 2105965 | 1 | 01/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |