Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jameson David Klein | 6855021 | 1 | 05/05/2022 | Customer Dispute | Pending | $81,111.00 | $0.00 | See FINRA Report |
| Arthur Jay Aycock | 5470881 | 2 | 04/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Richard Schuler | 2104301 | 1 | 03/10/2022 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Destynni Key Isbell | 7609894 | 2 | 03/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooks Gale Nusz | 6798094 | 1 | 02/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua William Doyle | 7483418 | 1 | 02/02/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julie Diane Hess | 7503319 | 1 | 02/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Michael Kimbrough | 6897783 | 1 | 01/31/2022 | Customer Dispute | Settled | $17,283.00 | $0.00 | See FINRA Report |
| Karen Margarita Arreola Bravo | 7288922 | 4 | 12/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Montejano | 6451770 | 1 | 11/15/2021 | Customer Dispute | Denied | $585,000.00 | $0.00 | See FINRA Report |