Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Noah Benjamin McKeown | 7365081 | 1 | 08/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ella Yuryevna Ivanova | 6897239 | 11 | 08/03/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 08/03/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chaterra Denae Holmes | 7061230 | 1 | 07/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Holly Michelle Williams | 6957447 | 3 | 07/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Antonio Valle | 4551456 | 1 | 06/21/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Kira Marie Will | 6879234 | 1 | 06/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anne Anne Krehbiel | 7313687 | 1 | 05/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brittany Lashay Merritt | 7316022 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer D Perton | 5272646 | 1 | 05/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |