Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fmsbonds, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Saul Joseph Rosen | 2916607 | 1 | 02/09/2015 | Customer Dispute | Award / Judgment | $2,500,000.00 | $0.00 | See FINRA Report |
| David William Schwartz | 2291457 | 3 | 12/09/2009 | Customer Dispute | Award / Judgment | $500,000.00 | $0.00 | See FINRA Report |