Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lancaster | 6836009 | 2 | 05/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neal Aidan Kenney | 1677827 | 3 | 12/05/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Stuart Grant | 2239483 | 1 | 10/30/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Lee Morris | 1653658 | 1 | 06/11/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maurice Michael Seitter | 2410811 | 1 | 03/26/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lionel Maxwell Mitchell | 7484086 | 3 | 03/06/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Filreis | 1242285 | 1 | 01/29/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Leeroy Gana | 6530765 | 1 | 05/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Thrasher | 1232840 | 1 | 04/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Emily Dixon | 2081560 | 1 | 09/16/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |