Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salal Mustafa Shaikh | 7563749 | 3 | 11/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mitchell Robert Kramer | 6563043 | 1 | 11/21/2022 | Customer Dispute | Pending | $20,749.90 | $0.00 | See FINRA Report |
| Samantha Marie MacLean | 7557577 | 1 | 11/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Le | 7377501 | 1 | 11/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrienne Stacey Speller | 7606659 | 1 | 11/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Craig Nieto | 2474156 | 1 | 11/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Werthmuller | 6001610 | 1 | 11/01/2022 | Customer Dispute | Pending | $73,000.00 | $0.00 | See FINRA Report |
| William Kirk Hurlburt | 7654556 | 1 | 10/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Gregory Lance | 2768092 | 1 | 10/27/2022 | Customer Dispute | Pending | $653,187.00 | $0.00 | See FINRA Report |
| Blake Lee Smith | 5090229 | 1 | 10/27/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |