Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chante Nikole McCullers | 7608323 | 3 | 05/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Jones Cahill | 4471520 | 5 | 05/07/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Andrew Crawford | 5972954 | 3 | 05/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Allen McKinnerney | 7166966 | 1 | 03/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paula Jean Baker | 7265301 | 2 | 11/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chasty Laws Bailey | 4972068 | 3 | 11/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher James Burchall | 5330670 | 1 | 09/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy Renee Charais | 7555714 | 2 | 06/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theresa Simone Rose | 7448407 | 3 | 06/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Joyce Avila | 6732963 | 4 | 04/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |