Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher E Pompey | 4797611 | 1 | 01/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Joyce Avila | 6732963 | 4 | 12/16/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Madiata Muzingu | 5097237 | 1 | 09/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Lee Blaxton | 1982333 | 1 | 09/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dillon John Conklin | 7499156 | 1 | 08/26/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lacheal Sherre Wright | 5168614 | 4 | 08/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Michael O'Brien | 7580448 | 2 | 08/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Jones Cahill | 4471520 | 5 | 08/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Kiley | 4388156 | 6 | 06/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Kelly | 2508392 | 7 | 05/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |