Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Rita North | 3165671 | 1 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Kelly | 2508392 | 7 | 02/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Ryan Kenney | 7442522 | 3 | 09/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Madeline Anthony Egbert | 6666381 | 3 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carena Cecilia Nadine Lintz | 7428214 | 4 | 08/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Azure Lynn Bradger | 7368400 | 4 | 08/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Patrick Murphy | 6290658 | 1 | 06/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janet Noel | 7563679 | 2 | 04/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rebecca Victoria Wesley | 4822769 | 1 | 03/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Kelly | 2508392 | 7 | 03/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |