Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Azure Lynn Bradger | 7368400 | 4 | 05/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Owens | 7196609 | 2 | 03/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Owens | 7196609 | 2 | 03/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Kelly | 2508392 | 7 | 03/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janet Noel | 7563679 | 2 | 02/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Diaz | 7180453 | 1 | 11/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Youngghun Daniel Yu | 7421706 | 1 | 11/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hillard Newsome | 4456365 | 1 | 10/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Juan Godinez | 7407493 | 2 | 09/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Muaba Kapiamba | 7307740 | 2 | 07/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |