Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jared Christopher Jensen | 4104529 | 1 | 11/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Scott Towe | 7385724 | 1 | 11/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela Collins | 6130645 | 2 | 10/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Martin | 7009011 | 1 | 10/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Landon Christopher Boone | 7323404 | 4 | 10/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Adrian Hickman | 4264658 | 1 | 10/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juan Carlos Santoyo | 7505086 | 1 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heath Ross Smith | 7256224 | 1 | 09/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tameshia Lashelle Butler | 5779909 | 1 | 07/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela Collins | 6130645 | 2 | 05/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |