Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin Allen Majors | 2171013 | 1 | 11/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ronald John Hazel | 4292553 | 3 | 03/29/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Wilson Grace | 5419899 | 2 | 08/06/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Mark Winston | 2348714 | 1 | 04/05/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |